FSA Compliance

Start-up businesses

Obtaining FSA authorisation
We can manage the process of applying for relevant authorisations needed to conduct FSA-regulated activities in the UK. Having written and managed large numbers of applications over many years, we understand both how to optimise the process and to minimise the involvement required from the client.

The process includes completing the necessary forms, provision of the required compliance materials (including compliance manual and anti-money laundering materials and training) and the creation and management of the compliance function. We also prepare the detailed financial model required by the FSA. We then project manage the application through the FSA, getting you authorised and regulated as quickly as possible.

Click here to go to FSA Compliance for Established businesses

back to top